exc-20210301Pennsylvania10 South Dearborn StreetP.O. Box 805379ChicagoIllinois60680-5379(800)483-3220☐0001109357TrueOn March 1, 2021, Exelon announced that Senior Executive Vice President William A. Von Hoene Jr. will depart Exelon on March 31, 2021. Mr. Von Hoene’s role will be eliminated in connection with the planned corporate restructuring and separation of Exelon’s utilities and competitive businesses into two separate companies.00011093572021-03-012021-03-01
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| UNITED STATES SECURITIES AND EXCHANGE COMMISSION | |
| Washington, D.C. 20549 | |
| FORM | 8-K/A | |
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| CURRENT REPORT | |
| Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 | |
| March 1, 2021 | |
| Date of Report (Date of earliest event reported) | |
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Commission File Number | | Name of Registrant; State or Other Jurisdiction of Incorporation; Address of Principal Executive Offices; and Telephone Number | | IRS Employer Identification Number |
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001-16169 | | EXELON CORPORATION | | 23-2990190 |
| | (a Pennsylvania corporation) 10 South Dearborn Street P.O. Box 805379 Chicago, Illinois 60680-5379 (800) 483-3220 | | |
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: |
☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
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Securities registered pursuant to Section 12(b) of the Act: |
Title of each class | | Trading Symbol(s) | | Name of each exchange on which registered |
EXELON CORPORATION: | | | | |
Common Stock, without par value | | EXC | | The Nasdaq Stock Market LLC |
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Indicate by check mark whether any of the registrants are emerging growth companies as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ |
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If an emerging growth company, indicate by check mark if any of the registrants have elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ |
Section 5 – Corporate Governance and Management
Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On March 1, 2021, Exelon announced that Senior Executive Vice President William A. Von Hoene Jr. will depart Exelon on March 31, 2021. Mr. Von Hoene’s role will be eliminated in connection with the planned corporate restructuring and separation of Exelon’s utilities and competitive businesses into two separate companies.
As disclosed on June 10, 2020, Mr. Von Hoene had been limiting his engagement to address health issues and his departure will enable him to focus fully on his health. On June 4, 2020, Exelon entered into a letter agreement with Mr. Von Hoene that formalized retirement plans and provided standard severance benefits under Section 4 of Exelon’s Senior Management Severance Plan in the event Mr. Von Hoene’s employment ended prior to his planned retirement date of December 31, 2022, for any reason other than his voluntary resignation or termination by Exelon for cause.
Section 9 - Financial Statements and Exhibits
Item 9.01. Financial Statements and Exhibits
(d) Exhibits.
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Exhibit No. | | Description |
101 | | Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document. |
104 | | The cover page from this Current Report on Form 8-K/A, formatted as Inline XBRL. |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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| EXELON CORPORATION |
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| /s/ Carter Culver |
| Carter Culver |
| Senior Vice President and Deputy General Counsel |
| Exelon Corporation |
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March 1, 2021
EXHIBIT INDEX
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Exhibit No. | | Description |
101 | | Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document. |
104 | | The cover page from this Current Report on Form 8-K/A, formatted as Inline XBRL. |