UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM U-9C-3
QUARTERLY REPORT PURSUANT TO RULE 58
FOR THE QUARTER ENDED June 30, 2004
Exelon Corporation
10 South Dearborn Street
37th Floor
P.O. Box 805379
Chicago, IL 60680-5379
Inquiries concerning this Form U-9C-3
should be directed to: Scott Peters
Exelon Corporation
10 South Dearborn Street
38th Floor
P.O. Box 805379
Chicago, IL 60680-5379
TABLE OF CONTENTS
Item Page
Number Number
1 Organization Chart 3
2 Issuances and Renewals of Securities and Capital Contributions 6
3 Associate Transactions
Part I - Transactions Performed by Reporting Companies on
Behalf of Associate Companies 7
Part II - Transactions Performed by Associate Companies
On Behalf of Reporting Companies 7
4 Summary of Aggregate Investment 8
5 Other Investments 9
6 Financial Statements and Exhibits 10
Signature 13
2
ITEM 1. ORGANIZATION CHART
- ------------------------------------------------- --------- ------------- ------------- ---------- -------------------------
Energy
or State of Date of % Voting
Name of Reporting Company Gas-Related Organization Organization Securities Nature of Business
- ------------------------------------------------- --------- ------------- ------------- ---------- -------------------------
Exelon Corporation (a)
- ------------------------------------------------- --------- ------------- ------------- ---------- -------------------------
Exelon Energy Delivery Company, LLC (a)
- ------------------------------------------------- --------- ------------- ------------- ---------- -------------------------
Commonwealth Edison Company (a)
- ------------------------------------------------- --------- ------------- ------------- ---------- -------------------------
Commonwealth Research Corporation * Energy Illinois 06/08/1976 100% Energy-related
(Category 1,7)
- ------------------------------------------------- --------- ------------- ------------- ---------- -------------------------
PECO Energy Company (a)
- ------------------------------------------------- --------- ------------- ------------- ---------- -------------------------
East Coast Natural Gas Cooperative, LLC Energy Delaware 03/15/1995 41.12% Energy-related
(Category 9)
- ------------------------------------------------- --------- ------------- ------------- ---------- -------------------------
Horizon Energy Company * Energy Pennsylvania 02/06/1995 100% Energy-related
(Category 5)
- ------------------------------------------------- --------- ------------- ------------- ---------- -------------------------
Exelon Ventures Company, LLC (a)
- ------------------------------------------------- --------- ------------- ------------- ---------- -------------------------
Exelon Synfuel I, LLC Energy Delaware 07/25/2003 100% Energy-related
(Category 6)
- ------------------------------------------------- --------- ------------- ------------- ---------- -------------------------
DTE Buckeye, LLC Energy -0-% Energy-related
(Category 6)
- ------------------------------------------------- --------- ------------- ------------- ---------- -------------------------
Exelon Synfuel I1, LLC Energy Delaware 07/25/2003 100% Energy-related
(Category 6)
- ------------------------------------------------- --------- ------------- ------------- ---------- -------------------------
DTE Belews Creek, LLC Energy -0-% Energy-related
(Category 6)
- ------------------------------------------------- --------- ------------- ------------- ---------- -------------------------
Exelon Synfuel III, LLC (new) Energy Delaware 06/17/2004 100% Energy-related
(Category 6)
- ------------------------------------------------- --------- ------------- ------------- ---------- -------------------------
DTE Buckeye, Carbontronics Synfuels Energy -0-% Energy-related
Investors, (Category 6)
L.P. (new)
- ------------------------------------------------- --------- ------------- ------------- ---------- -------------------------
Exelon Generation Company, LLC (a)
- ------------------------------------------------- --------- ------------- ------------- ---------- -------------------------
Penesco Company, LLC Energy Delaware 06/06/2001 100% Energy-related
(Category 7,9)
- ------------------------------------------------- --------- ------------- ------------- ---------- -------------------------
Cenesco Company, LLC Energy Delaware 12/31/2001 100% Energy-related
(Category 7)
- ------------------------------------------------- --------- ------------- ------------- ---------- -------------------------
ExTex Retail Services Company, LLC Energy Delaware 05/12/2003 100% Energy-related
(Category 5)
- ------------------------------------------------- --------- ------------- ------------- ---------- -------------------------
Exelon Allowance Management Company, LLC Energy Delaware 11/08/2001 100% Energy-related
(Category 2)
- ------------------------------------------------- --------- ------------- ------------- ---------- -------------------------
Exelon Power Labs, LLC Energy Pennsylvania 11/08/2002 100% Energy-related
(Category 7)
- ------------------------------------------------- --------- ------------- ------------- ---------- -------------------------
Exelon AOG Holding # 1, Inc. (a)
- ------------------------------------------------- --------- ------------- ------------- ---------- -------------------------
Exelon AOG Holding # 2, Inc. (a)
- ------------------------------------------------- --------- ------------- ------------- ---------- -------------------------
Exelon New England Power Marketing, LP Energy Delaware 03/24/1999 100% Energy-related
(Category 5)
- ------------------------------------------------- --------- ------------- ------------- ---------- -------------------------
Exelon New England Holdings, LLC (a)
- ------------------------------------------------- --------- ------------- ------------- ---------- -------------------------
ENEH Services, LLC (new) Energy Delaware 04/01/2004 100% Energy-related
(Category 7)
- ------------------------------------------------- --------- ------------- ------------- ---------- -------------------------
Exelon Hamilton, LLC Energy Delaware 03/31/1999 100% Energy-related
(Category 5)
- ------------------------------------------------- --------- ------------- ------------- ---------- -------------------------
Exelon SHC, Inc. (a)
- ------------------------------------------------- --------- ------------- ------------- ---------- -------------------------
Keystone Fuels, LLC Energy Delaware 10/17/2000 20.99% Energy-related
(Category 9)
- ------------------------------------------------- --------- ------------- ------------- ---------- -------------------------
Conemaugh Fuels, LLC Energy Delaware 10/16/2002 20.72% Energy-related
(Category 9)
- ------------------------------------------------- --------- ------------- ------------- ---------- -------------------------
ExTex Marketing, LLC Energy Delaware 05/13/2002 100% Energy-related
(Category 5)
- ------------------------------------------------- --------- ------------- ------------- ---------- -------------------------
ExTex Power, LP Energy Delaware 05/13/2002 99% Energy-related
(Category 5)
- ------------------------------------------------- --------- ------------- ------------- ---------- -------------------------
Exelon Energy Company Energy Delaware 01/04/1999 100% Energy-related
(Category 5)
- ------------------------------------------------- --------- ------------- ------------- ---------- -------------------------
AllEnergy Gas & Electric Marketing Energy Delaware 09/12/2000 100% Energy-related
Company, LLC (Category 5)
- ------------------------------------------------- --------- ------------- ------------- ---------- -------------------------
Texas-Ohio Gas, Inc. Energy Texas 08/12/1987 100% Energy-related
(Category 5)
- ------------------------------------------------- --------- ------------- ------------- ---------- -------------------------
Exelon Enterprises Company, LLC (a)
- ------------------------------------------------- --------- ------------- ------------- ---------- -------------------------
Exelon Services, Inc. Energy Delaware 07/13/1999 100% Energy-related
(Category 1, 2,7)
- ------------------------------------------------- --------- ------------- ------------- ---------- -------------------------
Unicom Power Holdings, LLC Energy Delaware 03/23/1999 100% Energy-related
(Category 7)
- ------------------------------------------------- --------- ------------- ------------- ---------- -------------------------
Unicom Power Marketing Inc. Energy Delaware 07/28/1997 100% Energy-related
(Category 5)
- ------------------------------------------------- --------- ------------- ------------- ---------- -------------------------
Exelon Enterprises Management, Inc. (a)
- ------------------------------------------------- --------- ------------- ------------- ---------- -------------------------
ECPH, LLC (a)
- ------------------------------------------------- --------- ------------- ------------- ---------- -------------------------
Exelon Enterprises Investments, (a)
Inc.
- ------------------------------------------------- --------- ------------- ------------- ---------- -------------------------
UTECH Climate Challenge Fund, Energy Delaware 06/30/1995 24.4% Energy-related
L.P. (Category 2)
- ------------------------------------------------- --------- ------------- ------------- ---------- -------------------------
Adwin Equipment Company Energy Pennsylvania 08/05/1968 100% Energy-related
(Category 6,7)
- ------------------------------------------------- --------- ------------- ------------- ---------- -------------------------
Exelon Thermal Holdings, Inc. Energy Delaware 08/05/1997 100% Energy-related
(Category 6,7)
- ------------------------------------------------- --------- ------------- ------------- ---------- -------------------------
Exelon Thermal Development, Inc. Energy Delaware 02/05/1997 100% Energy-related
(Category 6,7)
- ------------------------------------------------- --------- ------------- ------------- ---------- -------------------------
ETT Boston Inc. Energy Delaware 12/22/1995 100% Energy-related
(Category 6,7)
- ------------------------------------------------- --------- ------------- ------------- ---------- -------------------------
Northwind Boston LLC Energy Massachusetts 01/05/1996 25% Energy-related
(Category 6,7)
- ------------------------------------------------- --------- ------------- ------------- ---------- -------------------------
ETT Houston Inc. Energy Delaware 02/05/1997 100% Energy-related
(Category 6,7)
- ------------------------------------------------- --------- ------------- ------------- ---------- -------------------------
ETT North America Inc. Energy Delaware 07/18/1996 100% Energy-related
(Category 6,7)
- ------------------------------------------------- --------- ------------- ------------- ---------- -------------------------
Northwind Thermal Technologies Energy Canada 08/01/1996 100% Energy-related
Canada Inc. (Category 6,7)
- ------------------------------------------------- --------- ------------- ------------- ---------- -------------------------
ETT Canada, Inc. Energy Canada 08/01/1996 100% Energy-related
(Category 6,7)
- ------------------------------------------------- --------- ------------- ------------- ---------- -------------------------
Northwind Windsor Energy Canada 07/18/1996 50% Energy-related
(Category 6,7)
- ------------------------------------------------- --------- ------------- ------------- ---------- -------------------------
* Denotes inactive corporation.
(a) Directly or indirectly holds securities in energy-related companies.
3
Item 1 ORGANIZATION CHART
- -------------------------------------------------- --------- ------------- ------------- ---------- -----------------------------
Name of Reporting Company Energy
or State of Date of % Voting
Gas-Related Organization Organization Securities Nature of Business
- -------------------------------------------------- --------- ------------- ------------- ---------- -----------------------------
ETT Nevada Inc. Energy Nevada 10/30/1997 100% Energy-related (Category
6,7)
- -------------------------------------------------- --------- ------------- ------------- ---------- -----------------------------
Northwind Aladdin LLC Energy Nevada 10/28/1997 75% Energy-related (Category
6,7)
- -------------------------------------------------- --------- ------------- ------------- ---------- -----------------------------
F&M Holdings Company, LLC Energy Delaware 09/18/2003 100% Energy-related (Category
1,4,7)
- -------------------------------------------------- --------- ------------- ------------- ---------- -----------------------------
II Services, Inc. Energy Delaware 05/28/1999 100% Energy-related (Category
1,2,7)
- -------------------------------------------------- --------- ------------- ------------- ---------- -----------------------------
EIS Engineering, Inc* Energy Delaware 12/11/2000 100% Energy-related (Category 7)
- -------------------------------------------------- --------- ------------- ------------- ---------- -----------------------------
InfraSource Field Services, Energy Oklahoma 11/23/1998 100% Energy-related (Category 7)
LLC*
- -------------------------------------------------- --------- ------------- ------------- ---------- -----------------------------
Fischbach and Moore Electric, Inc. Energy Delaware 08/12/1999 100% Energy-related (Category
1,2,7)
- -------------------------------------------------- --------- ------------- ------------- ---------- -----------------------------
Rand-Bright Corporation* Energy Wisconsin 02/11/1985 100% Energy-related (Category 7)
- -------------------------------------------------- --------- ------------- ------------- ---------- -----------------------------
NEWCOSY, Inc Energy Delaware 08/12/1999 100% Energy-related (Category
1,2,7)
- -------------------------------------------------- --------- ------------- ------------- ---------- -----------------------------
NEWCOTRA, Inc. Energy Delaware 08/12/1999 100% Energy-related (Category 7)
- -------------------------------------------------- --------- ------------- ------------- ---------- -----------------------------
Fishbach and Moore, Inc. Energy New York 04/01/1924 100% Energy-related (Category 7)
- -------------------------------------------------- --------- ------------- ------------- ---------- -----------------------------
Fishbach and Moore Electrical Energy Delaware 07/22/1946 100% Energy-related (Category 7)
Contracting, Inc.
- -------------------------------------------------- --------- ------------- ------------- ---------- -----------------------------
T.H. Green Electric Co., Inc. Energy New York 07/06/1926 100% Energy-related (Category 7)
- -------------------------------------------------- --------- ------------- ------------- ---------- -----------------------------
OSP Servicios S.A. de C.V. * Energy Mexico 09/30/1996 100% Energy-related (Category 7)
- -------------------------------------------------- --------- ------------- ------------- ---------- -----------------------------
Universal Network Development Energy California 01/01/1901 49% Energy-related (Category 7)
Corp.
- -------------------------------------------------- --------- ------------- ------------- ---------- -----------------------------
Oldco VSI Inc. Energy Delaware 04/20/2000 100% Energy-related (Category
1,2,7)
- -------------------------------------------------- --------- ------------- ------------- ---------- -----------------------------
EGW Meter Services, LLC Energy Delaware 12/01/2002 100% Energy-related (Category
1,2,7)
- -------------------------------------------------- --------- ------------- ------------- ---------- -----------------------------
EIS Investments, LLC * Energy Delaware 11/14/2000 100% Energy-related (Category 7)
- -------------------------------------------------- --------- ------------- ------------- ---------- -----------------------------
WCB Services, LLC* Energy Oklahoma 1/1/192001 49% Energy-related (Category 7)
- -------------------------------------------------- --------- ------------- ------------- ---------- -----------------------------
* Denotes inactive corporation
(a) Directly and / or indirectly holds securities in energy-related companies.
Notes:
1. The following companies were sold during the first six months of 2004:
Solution Holdings, LLC sold on 6/25/2004.
Exelon Services Federal Group, Inc. sold on 6/25/2004.
Thermal Chicago Corporation sold on 6/30/2004.
Northwind Chicago, LLC sold on 6/30/2004.
Exelon Thermal Technologies, Inc. sold on 6/30/2004.
Northwind Midway, LLC sold on 6/30/2004.
ETT National Power, Inc. sold on 6/30/2004.
2. The following name changes occurred during the first six months of 2004:
None.
3. The following new companies were formed in the first six months of 2004:
ENEH Services, LLC, a Rule 58 (vii) company, formation in Delaware on
4/1/2004.
Solution Holdings, LLC, formation in Delaware on 5/13/2004.
Exelon Synfuel III, LLC, a Rule 58 (vi) company formed in Delaware on
6/17/2004.
4. The following companies were dissolved during the first six months of 2004:
Northwind Las Vegas, LLC dissolved 2/25/2004.
5. The following companies were acquired during the first six months of 2004:
Carbontronics Synfuels Investors, L.P., 16.65% acquired by Exelon Synfuel
III, LLC on 6/17/2004.
4
6. The following restructuring occurred in the first six months of 2004:
Exelon Energy Company
---------------------
Effective January 1, 2004, Exelon contributed its interest in Exelon Energy
Company to Generation. The transaction had no impact on the assets and
liabilities of Exelon Energy Company, which were previously reported as a
part of the Enterprises segment. Beginning in 2004, Exelon Energy Company's
assets and liabilities and results of operations are included in
Generation's financial statements.
The following summary represents the assets and liabilities of Exelon
Energy Company that were transferred to Generation as of January 1, 2004:
- --------------------------------------------------------------------------------
(in millions)
Current assets $ 89
Property, plant and equipment 2
Deferred debits and other assets 13
Current liabilities 96
Deferred credits and other liabilities 10
Accumulated other comprehensive loss 2
Member's equity (4)
Solution Holdings, LLC
----------------------
To facilitate a sale of Rule 58 assets, certain operating units of Exelon
Services, Inc. were transferred to Solution Holdings, LLC, a newly
organized Rule 58 company (Delaware on 5/13/2004). Solution Holdings, LLC
was then sold on 6/25/2004.
The following summary represents the assets and liabilities of Exelon
Services, Inc. that were transferred to Solution Holdings, LLC:
- --------------------------------------------------------------------------------
(in millions)
Current assets $ 7
Property, plant and equipment 1
Deferred debits and other assets 7
Current liabilities 11
Deferred credits and other liabilities 2
Member's equity 2
5
ITEM 2. ISSUANCES AND RENEWALS OF SECURITIES AND CAPITAL CONTRIBUTIONS (in thousands of dollars)
- --------------- --------------- ---------------- ---------------- --------------- --------------- ------------ --------------
Company Principal Person to
Issuing Type of Amount of Issue or Whom Security Collateral Consideration
Securities Security Security Renewal Cost of Was Issued Given With Received For
(Borrower) Issued Capital (Lender) Security Each Security
- --------------- --------------- ---------------- ---------------- --------------- --------------- ------------ --------------
II Services, Revolving $52 NA LIBOR plus 50 F&M Holdings None $53
Inc. credit basis points Company, LLC
- --------------- --------------- ---------------- ---------------- --------------- --------------- ------------ --------------
Exelon Revolving 7,000 NA LIBOR plus 50 Exelon None 7,000
Services, Inc. credit basis points Enterprises
Company, LLC
- --------------- --------------- ---------------- ---------------- --------------- --------------- ------------ --------------
Exelon Revolving 200 NA LIBOR plus 50 Exelon None 200
Thermal credit basis points Thermal
Development, Holdings, Inc.
Inc.
- --------------- --------------- ---------------- ---------------- --------------- --------------- ------------ --------------
Exelon Revolving 1,500 NA LIBOR plus 50 Exelon None 1,500
Thermal credit basis points Thermal
Technologies, Holdings, Inc.
Inc.
- --------------- --------------- ---------------- ---------------- --------------- --------------- ------------ --------------
Fischbach & Revolving 500 NA LIBOR plus 50 Enterprises None 500
Moore credit basis points
Electric, Inc.
- --------------- --------------- ---------------- ---------------- --------------- --------------- ------------ --------------
Exelon Revolving 250 NA LIBOR plus Exelon None 250
PowerLabs, LLC credit .625% Generation
Finance
Company
- --------------- --------------- ---------------- ---------------- --------------- --------------- ------------ --------------
Capital Contributions:
- ------------------------------------------- ---------------------------------------- ----------------------------------------
Company Contributing Capital Company Receiving Capital Amount of Capital Contribution
- ------------------------------------------- ---------------------------------------- ----------------------------------------
ECPH, LLC Exelon Enterprises Investments, Inc. $9,700,000
- ------------------------------------------- ---------------------------------------- ----------------------------------------
Exelon Thermal Holdings, Inc. Northwind Chicago, LLC 38,466,552
- ------------------------------------------- ---------------------------------------- ----------------------------------------
Exelon Ventures Company, LLC Exelon Synfuel I, LLC 27,767,500
- ------------------------------------------- ---------------------------------------- ----------------------------------------
Exelon Ventures Company, LLC Exelon Synfuel II, LLC 22,199,800
- ------------------------------------------- ---------------------------------------- ----------------------------------------
Exelon Ventures Company, LLC Exelon Synfuel III, LLC 1,000,000
- ------------------------------------------- ---------------------------------------- ----------------------------------------
6
ITEM 3. ASSOCIATE TRANSACTIONS
Part I. Transactions Performed by Reporting Companies on Behalf of Associate Companies
- -------------------------------------------------------------------------------------------------------------------------
Types of Direct
Reporting Company Associate Company Services Costs Indirect Costs Cost of Total Amount
Rendering Services Receiving Services Rendered Charged Charged Capital Billed
- -------------------------------------------------------------------------------------------------------------------------
(thousands of
dollars)
- -------------------------------------------------------------------------------------------------------------------------
Exelon Services, Inc. Exelon Business Security System 49 $49
Services Company
- -------------------------------------------------------------------------------------------------------------------------
Exelon Services, Inc. Exelon Energy IT 102 102
Company Services/Facility
Charges
- -------------------------------------------------------------------------------------------------------------------------
Exelon Services, Inc. Exelon IT 23 23
Enterprises Services/Facility
Company, LLC Charges
- -------------------------------------------------------------------------------------------------------------------------
Exelon Services, Inc. Commonwealth Security System 16 16
Edison Company
- -------------------------------------------------------------------------------------------------------------------------
Exelon Services PECO Energy Construction / 2,125 2,125
Federal Group, Inc. Company Project
Management
- -------------------------------------------------------------------------------------------------------------------------
Exelon Thermal Northwind Aladdin Plant Operators 72 72
Development, Inc. LLC
- -------------------------------------------------------------------------------------------------------------------------
Exelon Thermal Northwind Aladdin Administrative 2 2
Technologies, Inc. LLC and General
- -------------------------------------------------------------------------------------------------------------------------
Exelon Thermal Northwind Aladdin Plant Management 34 34
Technologies, Inc. LLC
- -------------------------------------------------------------------------------------------------------------------------
Exelon Thermal Northwind District Cooling 255 255
Technologies, Inc. Chicago, LLC
- -------------------------------------------------------------------------------------------------------------------------
Exelon Thermal Northwind Chicago Plant Operators 145 145
Technologies, Inc. LLC
- -------------------------------------------------------------------------------------------------------------------------
Exelon Thermal Northwind Chicago Rent 27 27
Technologies, Inc. LLC
- -------------------------------------------------------------------------------------------------------------------------
Exelon Thermal Northwind Midway Plant Operators 179 179
Technologies, Inc. LLC
- -------------------------------------------------------------------------------------------------------------------------
Exelon Thermal Northwind Chicago Administrative 3 3
Technologies, Inc. LLC and General
- -------------------------------------------------------------------------------------------------------------------------
Northwind Chicago, LLC Exelon Thermal Cooling 1,440 1,440
Technologies, Inc.
- -------------------------------------------------------------------------------------------------------------------------
Exelon Thermal Northwind Midway Administrative 1 1
Technologies, Inc. LLC and general
- -------------------------------------------------------------------------------------------------------------------------
Exelon Power Labs, LLC Exelon Generation Measuring & test 1,487 192 1,679
Company, LLC equipment,
technical services
- -------------------------------------------------------------------------------------------------------------------------
Exelon Power Labs, LLC Exelon Energy Measuring & test 169 120 288
Company equipment,
technical services
- -------------------------------------------------------------------------------------------------------------------------
Part II. Transactions Performed by Associate Companies on Behalf of Reporting Companies
- ------------------------------------------------------------------------------------------------------------------------
Types of
Associate Company Reporting Company Services Direct Costs Indirect Costs Cost of Total Amount
Rendering Services Receiving Services Rendered Charged Charged Capital Billed
- ------------------------------------------------------------------------------------------------------------------------
(thousands of
dollars)
- ------------------------------------------------------------------------------------------------------------------------
Exelon Business F&M Holdings Legal 233 $233
Services Company Company
- ------------------------------------------------------------------------------------------------------------------------
Exelon Enterprises Exelon Thermal Payroll - 111 111
Company, LLC Technologies, Inc. Executive
- ------------------------------------------------------------------------------------------------------------------------
Exelon Business F&M Holdings Legal, IT and 9 9
Services Company Company accounting
- ------------------------------------------------------------------------------------------------------------------------
Exelon Business Exelon Thermal Legal 195 195
Services Company Technologies, Inc.
- ------------------------------------------------------------------------------------------------------------------------
Commonwealth Edison Exelon Thermal Electric 1,214 1,214
Company Technologies, Inc.
- ------------------------------------------------------------------------------------------------------------------------
Commonwealth Edison Exelon Services Management fee 91 91
Company Federal Group,
Inc.
- ------------------------------------------------------------------------------------------------------------------------
PECO Exelon Services Design study 7 7
Federal Group,
Inc.
- ------------------------------------------------------------------------------------------------------------------------
7
ITEM 4. SUMMARY OF AGGREGATE INVESTMENT
June 30, 2004
(in thousands)
Investments in energy-related companies:
Total consolidated capitalization of Exelon Corporation
as of June 30, 2004 $24,001,000 Line 1
Total capitalization multiplied by 15% (line 1 multiplied by 0.15) 3,600,150 Line 2
Greater of $50 million or line 2 3,600,150 Line 3
Total current aggregate investment subsequent to October 20, 2000 (categorized
by major line of energy-related business):
Energy-related business category 2 $167,431
Energy-related business category 5 216,722
Energy-related business category 6 95,176
Energy-related business category 7 351,485
Energy-related business category 9 6,349
Energy-related business category 10 32
Total current aggregate investment 837,194 Line 4
----------
Difference between the greater of $50 million
or 15% of capitalization and the total
aggregate investment of the registered
holding company system (line 3 less line 4) $2,762,956 Line 5
==========
Investments in gas-related companies: NONE
8
ITEM 5. OTHER INVESTMENTS
Filed under confidential treatment pursuant to Rule 104(b).
9
ITEM 6 - FINANCIAL STATEMENTS AND EXHIBITS
Financial Statements
- --------------------
(1) Exhibit A-1 Statement of Income of Exelon Services, Inc. for three and six
months ended June 30, 2004 - filed under confidential treatment pursuant to
Rule 104(b).
(2) Exhibit A-2 Balance Sheet of Exelon Services, Inc. at June 30, 2004 - filed
under confidential treatment pursuant to Rule 104(b).
(3) Exhibit A-3 Statement of Income of Exelon Thermal Holdings, Inc. for three
and six months ended June 30, 2004 - filed under confidential treatment
pursuant to Rule 104(b).
(4) Exhibit A-4 Balance Sheet of Exelon Thermal Holdings, Inc. at June 30, 2004
- filed under confidential treatment pursuant to Rule 104(b).
(5) Exhibit A-5 Statement of Income of Unicom Power Holdings, LLC for three and
six months ended June 30, 2004 - filed under confidential treatment
pursuant to Rule 104(b).
(6) Exhibit A-6 Balance Sheet of Unicom Power Holdings, LLC at June 30, 2004 -
filed under confidential treatment pursuant to Rule 104(b).
(7) Exhibit A-7 Statement of Income of Unicom Power Marketing, Inc. for three
and six months ended June 30, 2004 - filed under confidential treatment
pursuant to Rule 104(b).
(8) Exhibit A-8 Balance Sheet of Unicom Power Marketing, Inc. at June 30, 2004
- filed under confidential treatment pursuant to Rule 104(b).
(9) Exhibit A-9 Statement of Income of Adwin Equipment Company for three and
six months ended June 30, 2004 - filed under confidential treatment
pursuant to Rule 104(b).
(10) Exhibit A-10 Balance Sheet of Adwin Equipment Company at June 30, 2004 -
filed under confidential treatment pursuant to Rule 104(b).
(11) Exhibit A-11 Statement of Income of F&M Holdings Company, LLC for three and
six months ended June 30, 2004 - filed under confidential treatment
pursuant to Rule 104(b).
(12) Exhibit A-12 Balance Sheet of F&M Holdings Company, LLC at June 30, 2004 -
filed under confidential treatment pursuant to Rule 104(b).
(13) Exhibit B-1 Statement of Income of Penesco Company, LLC for three months
and six months ended June 30, 2004 - filed under confidential treatment
pursuant to Rule 104(b).
(14) Exhibit B-2 Balance Sheet of Penesco Company, LLC at June 30, 2004 - filed
under confidential treatment pursuant to Rule 104(b).
(15) Exhibit B-3 Statement of Income of Cenesco Company, LLC for three and six
months ended June 30, 2004 - filed under confidential treatment pursuant to
Rule 104(b).
(16) Exhibit B-4 Balance Sheet of Cenesco Company, LLC at June 30, 2004 - filed
under confidential treatment pursuant to Rule 104(b).
(17) Exhibit B-5 Statement of Income of Exelon Allowance Management Company, LLC
for three and six months ended June 30, 2004 - filed under confidential
treatment pursuant to Rule 104(b).
10
(18) Exhibit B-6 Balance Sheet of Exelon Allowance Management Company, LLC at
June 30, 2004 - filed under confidential treatment pursuant to Rule 104(b).
(19) Exhibit B-7 Statement of Income of ExTex Marketing, LLC for three and six
months ended June 30, 2004 - filed under confidential treatment pursuant to
Rule 104(b).
(20) Exhibit B-8 Balance Sheet of ExTex Marketing, LLC at June 30, 2004 - filed
under confidential treatment pursuant to Rule 104(b).
(21) Exhibit B-9 Statement of Income of Exelon New England Power Marketing LP
for the three and six months ended June 30, 2004 - filed under confidential
treatment pursuant to Rule 104(b).
(22) Exhibit B-10 Balance Sheet of Exelon New England Power Marketing LP at June
30, 2004 - filed under confidential treatment pursuant to Rule 104(b).
(23) Exhibit B-11 Statement of Income of Exelon Hamilton, LLC for the three and
six months ended June 30, 2004 - filed under confidential treatment
pursuant to Rule 104(b).
(24) Exhibit B-12 Balance Sheet of Exelon Hamilton, LLC at June 30, 2004 - filed
under confidential treatment pursuant to Rule 104(b).
(25) Exhibit B-13 Statement of Income of Exelon Energy Company for three and six
months ended June 30, 2004 - filed under confidential treatment pursuant to
Rule 104(b).
(26) Exhibit B-14 Balance Sheet of Exelon Energy Company at June 30, 2004 -
filed under confidential treatment pursuant to Rule 104(b).
(27) Exhibit B-15 Statement of Income of Exelon PowerLabs, LLC for three and six
months ended June 30, 2004 - filed under confidential treatment pursuant to
Rule 104(b).
(28) Exhibit B-16 Balance Sheet of Exelon PowerLabs, LLC at June 30, 2004 -
filed under confidential treatment pursuant to Rule 104(b).
(29) Exhibit B-17 Statement of Income of ENEH Services, LLC for three and six
months ended June 30, 2004 - filed under confidential treatment pursuant to
Rule 104(b).
(30) Exhibit B-18 Balance Sheet of ENEH Services, LLC at June 30, 2004 - filed
under confidential treatment pursuant to Rule 104(b).
(31) Exhibit B-19 Statement of Income of ExTex Retail Services Company, LLC for
three and six months ended June 30, 2004 - filed under confidential
treatment pursuant to Rule 104(b).
(32) Exhibit B-20 Balance Sheet of ExTex Retail Services Company, LLC at June
30, 2004 - filed under confidential treatment pursuant to Rule 104(b).
(33) Exhibit C-1 Statement of Income of Exelon Synfuel I, LLC for three and six
months ended June 30, 2004 - filed under confidential treatment pursuant to
Rule 104(b).
(34) Exhibit C-2 Balance Sheet of Exelon Synfuel I, LLC at June 30, 2004 - filed
under confidential treatment pursuant to Rule 104(b).
(35) Exhibit C-3 Statement of Income of Exelon Synfuel II, LLC for three and six
months ended June 30, 2004 - filed under confidential treatment pursuant to
Rule 104(b).
(36) Exhibit C-4 Balance Sheet of Exelon Synfuel II, LLC at June 30, 2004 -
filed under confidential treatment pursuant to Rule 104(b).
11
(37) Exhibit C-5 Statement of Income of Exelon Synfuel III, LLC for three and
six months ended June 30, 2004 - filed under confidential treatment
pursuant to Rule 104(b).
(38) Exhibit C-6 Balance Sheet of Exelon Synfuel III, LLC at June 30, 2004 -
filed under confidential treatment pursuant to Rule 104(b).
(39) Exhibit C-7 Statement of Income of Commonwealth Research Corporation for
three and six months ended June 30, 2004 - filed under confidential
treatment pursuant to Rule 104(b).
(40) Exhibit C-8 Balance Sheet of Commonwealth Research Corporation at June 30,
2004 - filed under confidential treatment pursuant to Rule 104(b).
(41) Exhibit C-9 Statement of Income of Horizon Energy Company for three and six
months ended June 30, 2004 - filed under confidential treatment pursuant to
Rule 104(b).
(42) Exhibit C-10 Balance Sheet of Horizon Energy Company at June 30, 2004 -
filed under confidential treatment pursuant to Rule 104(b).
12
SIGNATURE
Pursuant to the requirements of the Public Utility Holding Company Act of 1935,
Exelon Corporation has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
Date: August 30, 2004
Exelon Corporation
Registrant
By:/s/ Matthew F. Hilzinger
---------------------------
Vice President and
Corporate Controller
With the above signature, I also hereby certify that the corresponding report on
Form U-9C-3 for the second quarter of 2004 has been filed with Exelon
Corporation's interested state commissions whose names and addresses are listed
below.
Donna Caton, Chief Clerk
Illinois Commerce Commission
527 East Capitol Avenue
Springfield, Illinois 62706
James J. McNulty, Secretary
Pennsylvania Public Utility Commission
P.O. Box 3265
Harrisburg, Pennsylvania 17105-3265
13