SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
Three-year period ending December 31, 2003.
FORM U-12(I)-B (THREE-YEAR STATEMENT)
Statement Pursuant to Section 12(i) of the Public Utility Holding Company Act of
1935, as Amended ("PUHCA"), and Rule 71 thereunder by a Person Regularly
Employed or Retained by a Registered Holding Company or a Subsidiary Thereof and
Whose Employment Contemplates only Routine Expenses as Specified in Rule 71(b)
1. Name and business address of person filing statement.
See attached Exhibit A.
2. Names and business addresses of any persons through whom the undersigned
proposes to act in matters included within the exemption provided by paragraph
(b) of Rule 71.
Not Applicable.
3. Registered holding company and subsidiary companies by which the undersigned
is regularly employed or retained.
Exelon Corporation and its subsidiaries. (See Exhibits).
4. Position or relationship in which the undersigned is employed or retained by
Exelon Corporation or its subsidiary companies, and brief description of nature
of services to be rendered in that capacity.
See attached Exhibit B.
In such capacity, the undersigned may participate in presenting,
advocating, or opposing matters before the legislative bodies, regulatory
commissions and officials specified in Section 12 (i) of PUHCA, but the exact
nature of such services or the relative time to be devoted thereto cannot
presently be forecast with any degree of precision.
5. (a) Compensation received during the current year and estimated to be
received over the next two calendar years by the undersigned, directly or
indirectly, for services rendered by the undersigned, from each of the companies
designated in item 3.
See attached Exhibit C.
A portion thereof may be attributable to activities within the scope of
Section 12 (i). During the calendar years 2002 and 2003, it is estimated that
the undersigned will receive compensation comparable to that received in 2001,
but the exact amount and basis of compensation cannot presently be forecast with
any degree of precision.
(b) Basis for compensation if other than salary. See attached Exhibit C.
12/04/2001 /s/ David C. Brown
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Date David C. Brown
12/04/2001 /s/ Annie Caputo
- ------------------------- ------------------------------------
Date Annie Caputo
11/01/2001 /s/ Frank M. Clark, Jr.
- ------------------------- ------------------------------------
Date Frank M. Clark, Jr.
11/05/2001 /s/ Ruth Ann M. Gillis
- ------------------------- ------------------------------------
Date Ruth Ann M. Gillis
11/15/2001 /s/ Gregory Golazeski
- ------------------------- ------------------------------------
Date Gregory Golazeski
11/13/2001 /s/ Oliver D. Kingsley, Jr.
- ------------------------- ------------------------------------
Date Oliver D. Kingsley, Jr.
11/15/2001 /s/ Kenneth G. Lawrence
- ------------------------- ------------------------------------
Date Kenneth G. Lawrence
11/01/2001 /s/ Corbin A. McNeill, Jr.
- ------------------------- ------------------------------------
Date Corbin A. McNeill, Jr.
11/19/2001 /s/ Randall E. Mehrberg
- ------------------------- ------------------------------------
Date Randall E. Mehrberg
11/07/2001 /s/ Elizabeth A. Moler
- ------------------------- ------------------------------------
Date Elizabeth A. Moler
11/15/2001 /s/ Yolanda F. Pagano
- ------------------------- ------------------------------------
Date Yolanda F. Pagano
11/01/2001 /s/ Scott N. Peters
- ------------------------- ------------------------------------
Date Scott N. Peters
12/07/2001 /s/ Constance W. Reinhard
- ------------------------- ------------------------------------
Date Constance W. Reinhard
10/29/2001 /s/ John W. Rowe
- ------------------------- ------------------------------------
Date John W. Rowe
10/30/2001 /s/ Pamela B. Strobel
- ------------------------- ------------------------------------
Date Pamela B. Strobel
11/01/2001 /s/ David W. Woods
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Date David W. Woods
#29558 v1
Exhibit A
Names, positions, corporate affiliations and business addresses of individuals
who may act during 2001, 2002 and 2003 in matters included within the exemption
provided by paragraph (b) of Rule 71.
Exelon Business Services Company ("BSC")
- --------------------------------------------------------------------------------
Name(s) Business Address
- --------------------------------------------------------------------------------
David C. Brown 701 Pennsylvania Avenue, NW
Annie Caputo Suite 115
Elizabeth A. Moler Washington, D.C. 20004
- --------------------------------------------------------------------------------
Ruth Ann M. Gillis 10 South Dearborn Street
Corbin A. McNeill, Jr. Chicago, IL 60603
Randall E. Mehrberg
Scott N. Peters
Constance W. Reinhard
John W. Rowe
Pamela B. Strobel
- ------------------------------------------------------ -------------------------
Gregory Golazeski 2301 Market St.
Philadelphia, PA 19101
- --------------------------------------------------------------------------------
Yolanda F. Pagano 300 Exelon Way, Suite 310
Kennett Square, PA 19348
- --------------------------------------------------------------------------------
Exelon Generation Company, LLC ("Genco")
- ------------------------------------------------------ -------------------------
Names(s) Business Address
- ------------------------------------------------------ -------------------------
Oliver D. Kingsley, Jr. 4300 Winfield Rd.
Warrenville, IL 60555
- --------------------------------------------------------------------------------
David W. Woods 300 Exelon Way
Kennett Square, PA 19348
- --------------------------------------------------------------------------------
Commonwealth Edison Company ("ComEd")
- ------------------------------------------------------ -------------------------
Names(s) Business Address
- ------------------------------------------------------ -------------------------
Frank M. Clark, Jr. One Financial Place
440 S. LaSalle - 33rd Fl
Chicago, IL 60605
- --------------------------------------------------------------------------------
PECO Energy Company ("PECO")
- ------------------------------------------------------ -------------------------
Names(s) Business Address
- ------------------------------------------------------ -------------------------
Kenneth G. Lawrence 2301 Market St.
Philadelphia, PA 19101
- --------------------------------------------------------------------------------
Exhibit B
Employer - Exelon Business Services Company
Name Position
David C. Brown Vice President, Congressional Affairs,
Exelon Corporation
Annie Caputo Manager, Congressional Affairs,
Exelon Corporation
Ruth Ann M. Gillis Senior Vice President & Chief Financial Officer,
Exelon Corporation
Gregory Golazeski Associate General Counsel, Corporate & Commercial,
Exelon BSC
Corbin A. McNeill, Jr. Chairman and Co-Chief Executive Officer, Exelon
Corporation; Chairman and President, Exelon Generation
Randall E. Mehrberg Senior Vice President & General Counsel, Exelon
Corporation
Elizabeth A. Moler Senior Vice President, Government Affairs & Policy,
Exelon Corporation
Yolanda F. Pagano Director - Policy Coordination, Exelon BSC
Scott N. Peters Assistant Secretary & SEC/PUHCA Counsel, Exelon BSC
Constance W. Reinhard Assistant General Counsel, Regulatory, Exelon BSC
John W. Rowe President and Co-Chief Executive Officer, Exelon
Corporation; Chairman Exelon Energy Delivery and
Exelon Enterprises
Pamela B. Strobel Executive Vice President, Exelon Corporation;
Vice Chair and Chief Executive Officer, Exelon Energy
Delivery; Chairman, ComEd and PECO
Exhibit B
Page 2
Employer - Exelon Generation Company, LLC
Oliver D. Kingsley, Jr. Executive Vice President, Exelon Corporation;
President & Chief Nuclear Officer, Exelon Nuclear
David W. Woods Senior Vice President, Communications & Public Affairs,
Exelon Corporation and Exelon Generation Company, LLC
Employer - Commonwealth Edison Company ("ComEd")
Frank M. Clark, Jr. President, ComEd; Senior Vice President, Exelon
Energy Delivery
Employer - PECO Energy Company ("PECO")
Kenneth G. Lawrence President, PECO; President & Chief Operating Officer,
Exelon Energy Delivery
Exhibit C
2001 Base Company from which
Name of Recipient Salary Received
(not to exceed)
David C. Brown $250,000 BSC
Annie Caputo $250,000 BSC
Frank M. Clark, Jr. $500,000 ComEd
Ruth Ann M. Gillis $500,000 BSC
Gregory Golazeski $250,000 BSC
Oliver P. Kingsley, Jr. $750,000 Genco
Kenneth G. Lawrence $500,000 PECO
Corbin A. McNeill, Jr. $1,050,000 BSC
Randall E. Mehrberg $500,000 BSC
Elizabeth A. Moler $500,000 BSC
Yolanda F. Pagano $250,000 BSC
Scott N. Peters $250,000 BSC
Constance W. Reinhard $250,000 BSC
John W. Rowe $1,050,000 BSC
Pamela B. Strobel $500,000 BSC
David W. Woods $500,000 Genco
In addition to base salary, the foregoing may participate in certain employee
benefit plans and may receive a bonus under an incentive compensation plan which
could include awards of stock and/or stock options; however, the amount, if any,
of such bonus and other benefits cannot presently be predicted.